Job Description
About Our Client
Our client is a leading regional bank with strong presence in the region.
About The Role
- lead a team of 3, to evaluate, supervise and guide the control on AML & regulatory related policies and procedures
- Develop, coordinate and review the annual internal control work
- Provide regular update in AML and regulatory control to senior management and prepare for the related reporting materials
- Maintaining appropriate and orderly records and providing information to facilitate management reporting and analysis
- Conduct review and assessment to validate the control effectiveness and evaluate their operation healthiness, risk, compliance, and control level
- Review customer complaints with regulatory and compliance concerns in relation to AML/FATCA/CRS
- Work with various training teams in the bank to and promote risks and control awareness in AML/FATCA/CRS related areas
- Assist in handling ad hoc AML and regulatory control issues
- Attending enquiries and handling inspection from regulators and Internal Audit
- Provide feedback and recommendation to Compliance Group with in depth understanding of regulation, market practice and their commercial impact
Requirements
- Bachelor degree in any disciplines, preferably in Accounting, Finance and Business
- Around 8 years of AML control experience in retail/private banking preferable
- Professional qualification in Audit, Laws or AML related area is preferable
- A team player with good interpersonal and communication skills
- Good command of written and spoken English and Chinese
Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.
