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AML Compliance Manager, Private Bank

Job Title: AML Compliance Manager, Private Bank
Contract Type: Permanent
Location: Hong Kong
Industry:
Salary: Negotiable
Reference: 45947_1615374306
Contact Name: Jessie Chan
Contact Email: jessie.chan@kos-intl.com
Job Published: March 10, 2021 19:05

Job Description

About Our Client

Our client is a growing private wealth management in Hong Kong who is expanding their compliance team. They are currently looking for an AML compliance candidate to join their team.

About The Role

  • Provide advice to the business units and parties concerned on compliance related matters, including DPS, Outsourcing, EO application, Personal Account Dealing, Conflict of Interest, etc.
  • Prepare AML Risk Assessment to senior management for non-standard-risk profiles
  • Handle remediation project, BAU, periodic review & trigger events
  • Handling CPT/OPT assessments, obligation register, survey & regulator enquiries, client complaints and various reporting
  • Perform Trade Surveillance monitoring and quality assurance on Suitability and Market Misappropriation monitoring
  • Handling response on queries from regulators as related to the department
  • Perform anti-money laundering tasks / KYC review / STRs

Requirements

  • Bachelor degree in any disciplines, preferably in Accounting, Finance and Business
  • 3 -5 years of private banking compliance experience in AML
  • Solid understanding of HKMA regulations and compliance standard
  • Good command of written and spoken English and Chinese


Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.