AVP, Business Compliance

Job Title: AVP, Business Compliance
Contract Type: Permanent
Location: Quarry Bay, Eastern District
Salary: Negotiable
Reference: 46897_1624269332
Contact Name: Jessie Chan
Contact Email:
Job Published: June 21, 2021 17:55

Job Description

About Our Client

Our client is a leading financial institution with strong presence in the region.

About The Role

  • Assist line manager to strengthen the 1st line of defense to improve oversight of regulatory compliance risk, maintain and uphold the governance and control framework within Personal Banking
  • Responsible for maintaining compliance culture within the bank and advise relevant business on compliance requirements and related internal practices
  • Monitor implementation of new/revised Code of Banking Practice or Banking Returns regulatory requirements
  • Assist to develop and maintain self-assessment program / guideline for business units to follow and execute
  • Organize and plan periodic self-assessment exercise within the business line to ensure continuous compliance of regulatory / statutory requirements
  • As a bridge between Compliance and personal banking to clarify any unclear requirement imposed by regulators


  • Bachelor degree in any disciplines, preferably in Accounting, Finance and Business
  • Minimum 8 years of experience in retail banking operations control / business risk management or regulatory compliance
  • Solid understanding of HKMA regulations and compliance standard
  • A team player with good interpersonal and communication skills
  • Good command of both written and spoken English and Chinese (including Putonghua)

Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.