AVP, Compliance

Job Title: AVP, Compliance
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: 50728_1653993949
Contact Name: Sophia Liang
Contact Email:
Job Published: May 31, 2022 18:45

Job Description

AVP, Compliance - Banking

Job Highlights

  • Regulatory Compliance
  • Good Career Progression
  • Min 5 years' Relevant Working Experience

About the Company

Our client is one of the largest banks in Hong Kong. Recently, they are looking for an AVP Compliance to join their team in Hong Kong.

About the Role

  • Liaise with HKMA/SFC to drive regulatory examinations, reporting requirements and other investigation activities.
  • Provide internal compliance advice and implement reviews according to internal compliance requirements and procedures.
  • Provide support for bank and its branches in general on regulatory compliance.
  • Provide compliance advice on banking related regulatory issues.
  • Manage and renew compliance requirements and policies.
  • Discuss laws and regulations provided by HKMA/SFC and harmonize differences with business divisions.
  • Cooperate with related group to analyse the potential influence of regulatory updates and developments to ensure compliance regulatory are updated.
  • Solve regulatory complaints and related issues.
  • Handle ad-hoc projects provided by Division.
  • Manage customer materials/communications according to corporate and commercial banking regulatory compliance.

The Successful Applicant

  • Degree holder in Finance, Accounting, Law or equivalent
  • Minimum 5 years' working experience in banking.
  • Solid experience in general compliance with experience in dealing with regulatory.
  • Knowledgeable in relevant laws, regulatory and banking returns.
  • Good interpersonal and communication skills to work with group.
  • Fluent in English, Cantonese and Mandarin.

Click "Apply Now" to apply for this position or call Sophia Liang at +852 3180 4960 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.