Compliance Director / CCO

Job Title: Compliance Director / CCO
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: 45873_1615341962
Contact Name: Jessie Chan
Contact Email:
Job Published: March 10, 2021 10:06

Job Description

About Our Client

My client is a global private equity fund is seeking a compliance professional to join the legal and compliance team to oversee a broad range of compliance matters.

About The Role

  • Manage all regulatory compliance functions of the firm, and maintain relationships with SFC and relevant industry associations
  • Liaise with regulators on handling licensing, inquiries and ongoing reporting requirements
  • Provide advice to investment team to ensure compliance with the relevant rules / regulations
  • Keep abreast of regulatory changes, and provide timely advice / appropriate actions to management,
  • Conduct regular review on compliance & risk framework, policies and procedures, and provide recommendations for required actions
  • Handle ad hoc projects when required


  • Bachelor degree in any disciplines, preferably in Law, Accounting, Finance and Business
  • Over 8 years of relevant compliance experience
  • In-depth knowledge of HK regulatory (SFC) and listing rules
  • Strong communication skills in fluent English, Cantonese and Mandarin

Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.