Compliance Manager - Asset Management

Job Title: Compliance Manager - Asset Management
Contract Type: Permanent
Location: Admiralty, Central and Western District
Salary: Negotiable
Reference: 45693_1612864173
Contact Name: Jessie Chan
Contact Email:
Job Published: February 09, 2021 17:49

Job Description

About Our Client

Our client, a prestige foreign asset management firm is now looking for a Compliance Manager to join their team.

About The Role

  • Provide compliance advice to asset management business
  • Develop and enhance compliance policies and procedures and monitoring their effective implementation
  • Manage and facilitate smooth, accurate and timely communications with headquarter and other internal stakeholders
  • Prepare regular and ad hoc compliance management reports
  • Handle regulatory requests such as reporting, inquiries, investigations and inspections and ensure smooth, accurate and timely communication with regulators
  • Develop, implement and execute the compliance training program
  • Perform compliance monitoring and compliance assessment
  • Handle SFC licensing matters for companies and individuals
  • Disseminate latest regulatory requirements to relevant business and support units and follow-up with the respective units on implementation plan, if required
  • Develop and provide compliance training


  • Bachelor degree in any disciplines, preferably in Law, Accounting, Finance and Business
  • 5-10 years of relevant compliance experience
  • Strong communication skills in fluent English, Cantonese and Mandarin

Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.