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Compliance Manager - Buyside

Job Title: Compliance Manager - Buyside
Contract Type: Permanent
Location: Hong Kong
Industry:
Salary: Negotiable
Reference: 46390_1620201437
Contact Name: Jessie Chan
Contact Email: jessie.chan@kos-intl.com
Job Published: May 05, 2021 15:57

Job Description

About Our Client

Our client, a prestige foreign asset management firm is now looking for a Compliance Manager to join their team.

About The Role

  • Provide compliance advice to asset management business
  • Develop and enhance compliance policies and procedures and monitoring their effective implementation
  • Manage and facilitate smooth, accurate and timely communications with headquarter and other internal stakeholders
  • Prepare regular and ad hoc compliance management reports
  • Handle regulatory requests such as reporting, inquiries, investigations and inspections and ensure smooth, accurate and timely communication with regulators
  • Develop, implement and execute the compliance training program
  • Perform compliance monitoring and compliance assessment
  • Handle SFC licensing matters for companies and individuals
  • Disseminate latest regulatory requirements to relevant business and support units and follow-up with the respective units on implementation plan, if required
  • Develop and provide compliance training

Requirements

  • Bachelor degree in any disciplines, preferably in Law, Accounting, Finance and Business
  • 5 years of relevant compliance experience, preferably candidates with private equity experience
  • Strong communication skills in fluent English, Cantonese and Mandarin

Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.