Compliance Manager (MIC)

Job Title: Compliance Manager (MIC)
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: 52114_1665995021
Contact Name: Sophia Liang
Contact Email:
Job Published: October 17, 2022 16:23

Job Description

Job responsibilities

  • monitor all business activities to ensure fulfil the regulatory compliance requirement
  • identify and evaluate the risks of operations in compliance aspects
  • Act as MIC of compliance and AML, manager AML related projects
  • Develop, maintain and review legal & compliance framework to ensure the company fulfil the SFC's requirement
  • Review & draft for agreements, contracts and disclosure documents
  • Liaise with external legal counsel on legal works when necessary
  • Participate in Ad hoc project
Job Requirements

  • Bachelor degree in Law or related discipline, PCLL is preferable
  • Minimum 5 years' relevant experience in financial industry, experience in securities brokerage firm is preferred
  • Sound knowledge of applicable law, rules and codes and working knowledge of securities and futures products
  • Good command of written and spoken English and Chinese (Cantonese and Putonghua)

Click "Apply Now" to apply for this position or call Sophia Liang at +852 3180 4960 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.