Compliance Manager / VP (Investment banking)

Job Title: Compliance Manager / VP (Investment banking)
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: 44018_1592126564
Contact Name: Cardie Siu
Contact Email:
Job Published: June 14, 2020 17:22

Job Description

Our client is an Investment Bank based in Hong Kong focus on DCM, Alternative Investment and Corporate Financing business and now looking for an AVP/ VP - Compliance to join their group.

Job duty/responsibility:

  • Be the key contact with SFC and HKMA*
  • Handle license registration and administration*
  • Prepare all compliance related reporting to regulators and head office, review compliance policies and procedures
  • Provide advisory on compliance issue and provide training to colleagues

Job requirement:

  • University graduated in related discipline
  • Having 5-10 years of relevant experience in financial industry
  • Fluent English is a must, Local. Korean with work visa will be much appreciated

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.