Compliance Manager (wealth management)

Job Title: Compliance Manager (wealth management)
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: BBBH11311_1583230102
Contact Name: Cardie Siu
Contact Email:
Job Published: March 03, 2020 18:08

Job Description

Compliance Manager - Wealth Management Sector

Our client is one of the leading banks in Hong Kong. With the expansion in the wealth management business, they have some new headcounts on risk & compliance team. You will be responsible for monitoring the compliance risk and ensure conformity with the Bank's as well as regulators' compliance requirements for the Wealth Management Division (including treasury, investment products & private banking)


  • University graduate preferably in Finance, Business, or Law
  • Minimum of 4 years' compliance experience in the banking or financial industry
  • Compliance experience in wealth management is an advantage
  • Sound knowledge of banking laws and regulations as well as HKMA/SFC regulations is required
  • Excellent communication and interpersonal skills
  • Proficiency in both spoken and written English and Chinese

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.