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Compliance testing, AVP

Job Title: Compliance testing, AVP
Contract Type: Permanent
Location: Central, Central and Western District
Industry: Financial Services
Reference: 47748_1631012125
Contact Name: Jessie Chan
Contact Email: jessie.chan@kos-intl.com

Job Description

About Our Client

Our client is a top-tier Chinese financial service provider.

About The Role

  • Assist in developing a risk-based compliance review program
  • Conduct compliance reviews on compliance related topics, including IPO sponsorship review, regulatory compliance and FCC compliance
  • Prepare compliance review reports to highlight exceptions and provide recommendations for ongoing improvement of the firm's operations
  • Prepare regular management reports on compliance updates and issues
  • Handle enquiries from auditors and regulators
  • Perform ad-hoc tasks assigned from time to time

Requirements

  • Bachelor degree in any disciplines, preferably in Accounting, Finance and Business
  • Minimum 6 years' experience in areas related to Audit, Compliance or Control functions
  • Fair knowledge of compliance, AML and local regulations
  • Good report writing, analytical and interpersonal skills
  • Responsible, detailed-mind, well-organized with good communication skills


Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.