Compliance VP / AVP - I&I focus

Job Title: Compliance VP / AVP - I&I focus
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: BBBH10407_1566898899
Contact Name: Tessa Chan
Contact Email:
Job Published: August 27, 2019 17:51

Job Description

About Our Client

Our client is a stable and well-established Chinese Bank headquartered in Hong Kong. Due to their recent expansion, they are currently seeking for a seasoned compliance VP focusing on Investment and Insurance business.

About Our Role

Reporting to the Head of Compliance, you will be responsible for the following:

  • Provide compliance advice to the business and assist business units to meet their regulatory requirements.
  • Provide compliance advice to new products and ensure regulatory standards are met.
  • Maintain and modify the compliance framework.
  • Assist in internal and external regulatory inquiries and examinations.
  • Ensure regulatory and business compliance reporting requirements are met.
  • Assist in the development and administration of compliance training for related business units.
  • Investigate in product compliance related complaints.
  • Regular review on internal control process.
  • Handle ad hoc projects as assigned.

The Successful Applicant

  • Degree Holder in Business, Accounting, Law, Risk Management or related disciplines
  • 8 years + relevant compliance experience in FI, preferably from Banking
  • Knowledge of legal, regulatory and industry code obligations
  • Strong knowledge in regulatory requirements such as SFO, SFC's Code of Conduct and HKMA circulars.
  • Excellent communication and interpersonal skills
  • Self-motivated, attention to details and able to work under pressure
  • Proficiency in both spoken and written English and Chinese

Click "Apply Now" to apply for this position or call Tessa Chan at +852 3180 4950 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.