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General Compliance / Regulatory Compliance - AVP / VP / SVP

Job Title: General Compliance / Regulatory Compliance - AVP / VP / SVP
Contract Type: Permanent
Location: Hong Kong
Industry:
Salary: Negotiable
Reference: BBBH10956_1575091902
Contact Name: Cardie Siu
Contact Email: cardie.siu@kos-intl.com
Job Published: November 30, 2019 13:37

Job Description

To cope with the expansion plan in Hong Kong, our client has multiple headcounts in compliance section, looking for some candidates with solid banking experience to join them.

Responsibilities:

  • Provide compliance advisory to business units including retail banking, insurance service, wealth management, investment and general banking areas
  • Provide advisory support on new business and products initiatives
  • Conduct regular and ad hoc compliance review to ensure compliance with regulatory requirements
  • Assist in establishing and performing regulator review on compliance related polices and guidelines
  • Assist in the regular surveys and enquires raised by HKMA/ regulators
  • Prepare regular monitoring review reports for management
  • Perform ad hoc compliance project

Requirements:

  • University graduate in Risk Management, Accounting, Finance or related disciplines
  • 5-15 years' working experience in banking / audit firm with compliance/ audit/ risk management / internal control experience
  • Conversant with banking rules and regulations including Banking Ordinance, Securities & Futures Ordinance, HKMA Supervisory Policy Manual, etc.
  • Sound knowledge of banking products
  • Good team player, self-initiated, attentive to details, able to exercise judgement
  • Good communication and interpersonal skills, able to work with internal & external stakeholders
  • Well-versed in spoken and written English and Chinese

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.