Head of Compliance / Compliance Manager - Insurance

Job Title: Head of Compliance / Compliance Manager - Insurance
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: 47663_1630313940
Contact Name: Jessie Chan
Contact Email:
Job Published: August 30, 2021 16:59

Job Description

About Our Client

My client is an insurance broker with growing presence in Hong Kong. They are looking for a head of compliance, leading a team of 2 people.

About The Role

  • To liaise with regulators, and prepare compliance/ risk reports and relevant correspondences;
  • To perform the duties and responsibilities of the compliance function pertaining to insurance broker business;
  • To provide advisory services to business on compliance related matters and offer best practice solution;
  • To monitor and review internal control to ensure compliance with regulatory requirements pertaining to insurance broker business;
  • To review sales process, marketing/ training/ other relevant documentation/ materials from compliance perspective;
  • To conduct compliance monitoring and testing;
  • To conduct investigation on customer complaints/ mis-conduct/ violation of applicable law/ regulations;
  • To conduct AML/ CRS/ FATCA related review and/or investigation;
  • To conduct other ad-hoc compliance related work as required


  • Bachelor degree in any disciplines, preferably in Accounting, Finance and Business;
  • Minimum 8 years' relevant working experience, preferably in insurance broker business;
  • Experience as a Responsible Officer in broker / insurance company is a plus;
  • Strong communication skills, capable to take lead and manage various stakeholders;
  • Good report writing and presentation skills;
  • Familiar with the insurance regulatory requirements;
  • Digital related experience would be an advantage;
  • Ability to work independently and under pressure;
  • Good analytical skills and problem-solving ability;
  • Good command of both written/ spoken English and Chinese.

Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.