Head of Regulatory Compliance Advisory

Job Title: Head of Regulatory Compliance Advisory
Contract Type: Permanent
Location: Central, Central and Western District
Salary: Negotiable
Reference: 45407_1610360395
Contact Name: Jessie Chan
Contact Email:
Job Published: January 11, 2021 18:19

Job Description

About Our Client
Our client is a stable and growing bank, currently looking for a team lead to join their compliance advisory team, leading a team of 4.

About The Role

  • Reporting to the head of General Compliance, you will lead a team of 4 to ensure compliance with applicable laws and regulations
  • Provided advice on regulatory compliance related inquired or initiative
  • Handle regulations related matters inclusive of dissemination of regulatory requirements and developments issued by regulators, maintaining regulatory updates records and handling of compliance-related enquiries
  • Engage in regulatory engagement matters inclusive but not limited to coordinate regulatory examination, handle appointment and cessation of bank executives related matters
  • Prepare ad hoc and regular compliance and regulatory related reports with applicable statutory and regulatory requirements
  • Maintain the register of Relevant Individuals registered with HKMA
  • Prepare training materials and administer training logistics/records


  • Degree holder, a law degree is an advantage
  • Around 10 years' relevant experience in compliance preferably from banking industry
  • Well versed with relevant regulations in banking industry
  • People oriented and a good team player with strong communication, interpersonal, and presentation skills
  • Proficient in both spoken and written English and Chinese

Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.