Insurance Compliance, Assistant Manager

Job Title: Insurance Compliance, Assistant Manager
Contract Type: Permanent
Location: North Point, Eastern District
Salary: Negotiable
Reference: 47726_1630914801
Contact Name: Jessie Chan
Contact Email:
Job Published: September 06, 2021 15:53

Job Description

About Our Client

My client is a leading financial services with growing presence in Hong Kong. They are looking for a compliance assistant manager to join the high calibre team, focusing in insurance compliance.

About The Role

  • Provide advice to business units on compliance-related queries
  • Conduct regular compliance review to ensure the Company comply with the regulatory requirements and recommends enhancements/corrective actions
  • Carry out investigation and review in relation to insurance compliance-related complaints
  • Disseminate insurance compliance-related information and publication to all relevant staff or departments or consultants and provide advice as needed
  • Conduct trainings
  • Review AML suspicious transaction report and report to JFIU if necessary
  • Assist any ad hoc other projects


  • University degree with minimum 3 years' experience in corporate and regulatory compliance, insurance compliance and dealing with IA (Insurance Authority) experience are musts
  • Knowledge on life insurance, general insurance, MPF and other insurance products is a must
  • Solid experience in distribution compliance related to training and communication, investigation, dealings with regulators
  • Sound knowledge with relevant laws and regulations e.g. IA, MPFA, PD(P)O, etc
  • Excellent communication, listening, interpersonal and influencing skills
  • Self-motivated and pro-active team player with strong problem-solving skills
  • Excellent command of written and spoken English and Chinese

Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.