Responsible Officer (RO) - Type 2

Job Title: Responsible Officer (RO) - Type 2
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: 46400_1620203926
Contact Name: Cardie Siu
Contact Email:
Job Published: May 05, 2021 16:38

Job Description

Our client is a forward-thinking asset management firm based in Hong Kong, engaged in Type 1, 2, 4 & 9 activities. They are currently looking for candidate with strong connection in high netword individual & corporate client to be the RO (Type 2) for the Future Business.

Responsible Officer - Type 2 (Future Business)

Job Description

  • To be the Responsible Officer for the SFC regulated activities
  • To drive client acquisition and growth, identify new Futures & Options business with potential corporate &institutional clients, professional investors
  • To assist the management to develop the futures business develop futures business development strategies and associated objectives, plans, organizational structure, controls and policies
  • To supervise and manage daily operations, including account opening process, dealing activities, margin account's risk control and client services
  • To formulate, review and update the operations procedures and establish proper documentation of all regulated activities
  • To work closely with Compliance, Legal, Risk, Credit, Product and Technology teams to deliver enhanced products
  • To cover overseas markets such as LME, CME, ICE, SGX


  • SFC RO Type 2 Responsible Officer License holder
  • At least 8 years of solid experience in securities firm
  • A good track sales record in Futures & Options to institutional client base
  • Excellent communication and interpersonal skill and familiar with Hong Kong and PRC finance markets

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.