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Responsible Officer (Type 9)

Job Title: Responsible Officer (Type 9)
Contract Type: Permanent
Location: Hong Kong
Industry:
Salary: Negotiable
Reference: 48355_1638172965
Contact Name: Alec Yeung
Contact Email: alec.yeung@kos-intl.com
Job Published: November 29, 2021 16:02

Job Description

Responsible Officer Type 9



About the Client

Our client is an up and coming private equity fund under a HK family office. To cope with their fund set up and operation management, they are searching for a Responsible Officer Type 9.


About the Role

  • Act as Responsible Officer ( Type 9 ) with management responsibilities and duties to supervise SFC regulated activities
  • Liaise with service providers on fund structure formulation and fund operations
  • Supervise and manage daily operations of the PE fund
  • Develop operational guidelines to ensure full regulatory compliance
  • Build investment team
  • Assist top management in fund development planning

The Successful Applicant

  • Bachelor Degree in Finance, Accounting, investment, Business Administration, Law or equivalent
  • Current holder of SFC Responsible Officer license for Type 9 regulated activities
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Track record of PE fund set-up experience is definitely an advantage
  • Independent, self-driven and analytical
  • Strong interpersonal and communication skills
  • Fluent in English and Cantonese

Click "Apply Now" to apply for this position or call Alec Yeung at +852 3180 4915 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.