Compliance Manager - Buyside
Job Title: | Compliance Manager - Buyside |
Contract Type: | Permanent |
Location: | Hong Kong |
Industry: | Financial Services |
Reference: | 46390_1620201437 |
Contact Name: | Jessie Chan |
Contact Email: |
Job Description
About Our Client
Our client, a prestige foreign asset management firm is now looking for a Compliance Manager to join their team.
About The Role
- Provide compliance advice to asset management business
- Develop and enhance compliance policies and procedures and monitoring their effective implementation
- Manage and facilitate smooth, accurate and timely communications with headquarter and other internal stakeholders
- Prepare regular and ad hoc compliance management reports
- Handle regulatory requests such as reporting, inquiries, investigations and inspections and ensure smooth, accurate and timely communication with regulators
- Develop, implement and execute the compliance training program
- Perform compliance monitoring and compliance assessment
- Handle SFC licensing matters for companies and individuals
- Disseminate latest regulatory requirements to relevant business and support units and follow-up with the respective units on implementation plan, if required
- Develop and provide compliance training
Requirements
- Bachelor degree in any disciplines, preferably in Law, Accounting, Finance and Business
- 5 years of relevant compliance experience, preferably candidates with private equity experience
- Strong communication skills in fluent English, Cantonese and Mandarin
Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.
Job has Expired
Get similar jobs like these by email
By submitting your details you agree to our Privacy Policy
Consultant
Share this job
Similar jobs
-
Associate Director - Compliance Manager (Securities)
-
Branch Operations Manager - Banking
-
Branch Operations Manager - Banking
-
Senior Risk Manager - Fintech Company
-
Product Manager, Mortgage & Secured Loans (Bank)
-
Business Continuity - Risk Management
-
Head of Banking Segment Management
-
(Assistant) Segment Acquisition Manager (Bank)
-
Card & Payment Merchant Business Manager (Bank)
-
Chief Operating Officer - Family Office
-
Director of Capital Market
-
Fundamental Trader (Crypto Hedge Fund)