Legal and compliance, Director
Job Title: | Legal and compliance, Director |
Contract Type: | Permanent |
Location: | Hong Kong |
Industry: | Financial Services |
Reference: | 47836_1631781519 |
Contact Name: | Jessie Chan |
Contact Email: |
Job Description
About Our Client
My client is an investment management and financial services platform that focuses on the technology industry, they are managing a private equity funds with over US$2.5 billion. They are now looking for a senior legal and compliance candidate, reporting directly to the Chairman & CEO.
About The Role
- Provide legal advice and guideline to the business units such as asset management, private equity and corporate finance to ensure in compliance with the laws, rules and regulations set by SFC
- Monitor and manage the legal and compliance works and business activities for the Group, ensure to comply with the internal policies and external regulations
- Draft, review, negotiate and advise agreements, legal contracts and documents
- Implement the compliance manual, review and update the policies and procedures periodically
- Handle licensing issues and information requests from SFC and business units
- Carry out compliance trainings to the business units and provide advice to the management
- Handle ad hoc projects when required
Requirements
- Degree holder preferably in Law, Accounting or business-related disciplines; qualified lawyer is a must;
- At least 6 years relevant experience related to the industries of asset management and corporate finance, relevant experience in handling private equity business is highly preferred
- Familiar with Securities and Futures Ordinance related to RA1, 4, 6 and 9
- Independent, self-motivate with good communication skills
- Good command of written and spoken English and Chinese with fluency in Mandarin
Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.
Job has Expired
Get similar jobs like these by email
By submitting your details you agree to our Privacy Policy
Consultant
Share this job
Similar jobs
-
Associate Director - Compliance Manager (Securities)
-
Director of Capital Market
-
Director of Capital Market
-
Director of Capital Market
-
Product Manager, Mortgage & Secured Loans (Bank)
-
Product Head, Retail Loans & Digital Development (Bank)
-
General Banking Officer - Banking
-
Chief Operating Officer - Family Office
-
Card & Payment Merchant Business Manager (Bank)
-
Investment VP
-
Branch Operations Manager - Banking
-
Branch Operations Manager - Banking