Section Head - Retail Wealth Governance
Job Title: | Section Head - Retail Wealth Governance |
Contract Type: | Permanent |
Location: | Hong Kong |
Industry: | Financial Services |
Reference: | BBBH11459_1582252941 |
Contact Name: | Cardie Siu |
Contact Email: |
Job Description
Our client is one of the leading retail bank in Hong Kong, currently building a new team within Retail Risk & Compliance Control Department focus more on governance.
Responsibilities:
- To lead a team to develop control framework over investment and insurance transactions of branch and online channels
- To review the sample checking results of investment and insurance transactions so as to ensure selling activities are conducted in compliance with relevant regulatory requirements
- To perform assessment and gap analysis to ensure proper control measures are in place to mitigate compliance risk associated with all channels
- To handle enquiries from regulators
- To conduct reviews on non-compliance cases and recommend measures and controls to prevent recurrence
Requirements:
- University graduate
- Preferable over 8 years' experience in banking sector with at least 5 years in managerial role covering the following:
- At least 3 years' exposure in compliance, internal control or audit;
- Good knowledge of regulatory requirements/codes/guidelines applicable to personal banking
- Excellent analytical skills, interpersonal and communication skills
- PC literate with good knowledge of MS office
- Good command of both spoken and written English and Chinese
Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.
Job has Expired
Get similar jobs like these by email
By submitting your details you agree to our Privacy Policy