Section Head - Retail Wealth Governance

Job Title: Section Head - Retail Wealth Governance
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: BBBH11459_1583227419
Contact Name: Cardie Siu
Contact Email:
Job Published: March 03, 2020 17:23

Job Description

Our client is one of the leading retail bank in Hong Kong, currently building a new team within Retail Risk & Compliance Control Department focus more on governance.


  • To lead a team to develop control framework over investment and insurance transactions of branch and online channels
  • To review the sample checking results of investment and insurance transactions so as to ensure selling activities are conducted in compliance with relevant regulatory requirements
  • To perform assessment and gap analysis to ensure proper control measures are in place to mitigate compliance risk associated with all channels
  • To handle enquiries from regulators
  • To conduct reviews on non-compliance cases and recommend measures and controls to prevent recurrence


  • University graduate
  • Preferable over 8 years' experience in banking sector with at least 5 years in managerial role covering the following:
    • At least 3 years' exposure in compliance, internal control or audit;
    • Good knowledge of regulatory requirements/codes/guidelines applicable to personal banking
  • Excellent analytical skills, interpersonal and communication skills
  • PC literate with good knowledge of MS office
  • Good command of both spoken and written English and Chinese

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.