Central Compliance Manager

Job Title: Central Compliance Manager
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: BBBH11309_1579852927
Contact Name: Cardie Siu
Contact Email:
Job Published: January 24, 2020 16:17

Job Description

Our client is one of the leading bank in Hong Kong, looking for a manager familiar with private banking & investment products


  • Provide advisory support to private banking and investment products team, covering wealth management and general banking business areas in addressing local regulatory requirements
  • Keep abreast with the existing and new regulatory requirements on the Bank
  • Provide compliance advisory support on new business
  • Assist in establishing and performing regular review on compliance related policies and guidelines
  • Prepare management reports to management
  • Take up ad-hoc projects assigned by supervisors/ management
  • Provide compliance advices to human resources related matters, including licensing, S72B Managers, CPD/T and ECF issues etc.


  • University graduate (preferably major in law, banking and finance, accounting); relevant professional qualification such as ACCA, CPA, etc. is an advantage
  • A minimum of 4 years' working experience in banking with compliance/ audit/ risk management experience
  • Sound knowledge in requirements from Banking Ordinance, Securities and Futures Ordinance, and regulatory requirements issued by regulators (including HKMA/ SFC/ PCPD/ IA)
  • A confident, efficient and independent team player with good problem solving skill
  • Excellent command of both spoken and written English and Chinese
  • Proficient with Microsoft Office suite including Work, Excel and Power Point

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.