Compliance & Control, Team head

Job Title: Compliance & Control, Team head
Contract Type: Permanent
Location: North Point, Eastern District
Salary: Negotiable
Reference: 47368_1628047487
Contact Name: Jessie Chan
Contact Email:
Job Published: August 04, 2021 11:24

Job Description

About Our Client

Our client is a retail bank looking for a team head to join their compliance team.

About The Role

  • Develop business and operational guidelines in consultation with various retail banking business, frontline departments, branches or other divisions
  • Assist to set up monitoring framework to ensure quality of operational and internal control is maintained at Group's recognized standard
  • Conduct compliance review and assurance checking
  • Ensure retail banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies
  • Execute appropriate operational control measures and enhancements to address control improvements and risk mitigation
  • Review the compliance & control and identify areas for improvement
  • Assist in the development of procedure manuals for detailed tasks or operations
  • Provide and assist the training to staff concerned especially in branches


  • Bachelor degree in any disciplines, preferably in Accounting, Finance and Business
  • Over 8 years' experience in retail banking regulations, operations, products and services, with compliance experience preferably
  • Sound knowledge on compliance and control assurance framework
  • Strong leadership skills and communication skills

Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.