Investment & Insurance Compliance and Control Section - Head

Job Title: Investment & Insurance Compliance and Control Section - Head
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: 43391_1588356842
Contact Name: Cardie Siu
Contact Email:
Job Published: May 02, 2020 02:14

Job Description

Our client is a Reputable Leading Bank in Hong Kong. Due to fast expansion for wealth management business, currently looking for a seasoned candidate with solid expereince on Investment & Insurance.

  • To provide compliance advisory services with relevant regulatory requirements to the private banking & investment products departments, covering retail wealth management - investment, insurance products, MPF
  • To conduct gap analysis to assess the Bank's compliance with regulatory compliance requirement
  • To establish and perform regular review on compliance related policies
  • To prepare management reports to management
  • To take up ad-hoc projects assigned by management

  • University graduate; OR Preferable over 8 years experience in banking sector with at least 5 years in managerial role covering the following:
  • At least 3 years exposure in compliance, internal control or audit;
  • Good knowledge of regulatory requirements/codes/guidelines applicable to personal banking
  • Excellent analytical skills, interpersonal and communication skills
  • PC literate with good knowledge of MS office
  • Good command of both spoken and written English and Chinese

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.