RO type 4,9 - PEVC Investment

Job Title: RO type 4,9 - PEVC Investment
Contract Type: Permanent
Location: Central, Central and Western District
Salary: Negotiable
Reference: 50205_1650355103
Contact Name: Becky Ng
Contact Email:
Job Published: April 19, 2022 15:58

Job Description

About the company

US-based VC fund is looking for RO type 4 & 9 to join their team.

About the role

Reporting to the partners and you will:

  • Act as Responsible Officer ( Type 4,9 ) with management responsibilities and duties to supervise SFC regulated activities of the firm
  • Provide advice and support to management on daily operations in compliance with all relevant regulatory requirements
  • Support key business initiatives and investment on assignment basis
  • Provide regular updates to management and training to staff on changes in regulations and procedures
  • Attend to ad hoc compliance issues


  • Sound knowledge of SFC, regulations and guidelines of relevant regulatory authorities and risk management control
  • Degree holder in Finance, Economics or a business-related discipline;
  • Licensed SFC Responsible Officer for Type 4&9 regulated activities (without conditions);
  • Good experiences in local and overseas stock markets (particular US);
  • Good command of written & spoken English and Chinese

Click "Apply Now" to apply for this position or call Becky Ng at +852 3180 4954 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.