RO type 4,9 - PEVC Investment

Job Title: RO type 4,9 - PEVC Investment
Contract Type: Permanent
Location: Central, Central and Western District
Salary: Negotiable
Reference: 50205_1650355103
Contact Name: Becky Ng
Contact Email:
Job Published: April 19, 2022 15:58

Job Description

About the company

US-based VC fund is looking for RO type 4 & 9 to join their team.

About the role

Reporting to the partners and you will:

  • Act as Responsible Officer ( Type 4,9 ) with management responsibilities and duties to supervise SFC regulated activities of the firm
  • Provide advice and support to management on daily operations in compliance with all relevant regulatory requirements
  • Support key business initiatives and investment on assignment basis
  • Provide regular updates to management and training to staff on changes in regulations and procedures
  • Attend to ad hoc compliance issues


  • Sound knowledge of SFC, regulations and guidelines of relevant regulatory authorities and risk management control
  • Degree holder in Finance, Economics or a business-related discipline;
  • Licensed SFC Responsible Officer for Type 4&9 regulated activities (without conditions);
  • Good experiences in local and overseas stock markets (particular US);
  • Good command of written & spoken English and Chinese

Click "Apply Now" to apply for this position or call Becky Ng at +852 3180 4954 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.

Get similar jobs like these by email

By submitting your details you agree to our T&C's