Compliance Manager, Global banking and markets

Job Title: Compliance Manager, Global banking and markets
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: 47868_1632104874
Contact Name: Jessie Chan
Contact Email:
Job Published: September 20, 2021 10:27

Job Description

About Our Client

Our client, a leading banking group, is looking for a Manager to join their compliance advisory team.

About The Role

  • Provide regulatory compliance advisory to Global Banking and Markets related business units, regarding the compliance, policies and procedures, compliance manuals, banking products and business propositions
  • Support the Department Head to maintain an effective Compliance control framework and discharge the Compliance responsibilities for Global Banking and Markets to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices relating to Compliance risks from regulatory perspective
  • Review policies and procedures, compliance manuals etc. in accordance with the local laws and regulations, the market practices and the actual circumstances of the bank
  • Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives


  • Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
  • At least 5 years working experience in risk, internal control or compliance roles.
  • Candidate with background from GBM business and knowledge on treasury products and services is preferred but not mandatory
  • Open to candidates from SFC
  • Extensive knowledge of related rules and regulations, statutory requirements and guidelines from the HKMA, SFC, HKAB and other regulatory bodies.
  • Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Experience of dealing with regulatory matters and confident interaction with Regulators professionally
  • Good command of both written and spoken English and Chinese (including Mandarin)

Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.